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Securities

Getting Started in the Securities Industry
Pass your FINRA or NASAA qualification exam or explore solutions to fulfill your IAR CE requirements. Choose from live online or OnDemand classes, or prepare on your own with our self-study options.
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Securities Licensing

Kaplan offers a variety of series licensing exam prep study packages, classes, and tools. Whether you want to pass the Securities Industry Essentials (SIE) exam, a qualification exam, or a combination of exams, we have everything you need to feel confident on exam day.

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IAR Continuing Education

Designed to help you better serve your clients, Kaplan’s IAR CE courses will deepen your regulatory understanding while fulfilling your requirements. We offer courses to satisfy both Products and Practices and Ethics and Professional Responsibility components at all difficulty levels. Kaplan courses are compatible with other CE programs.

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